Weekly Portfolio Review: Managing Covered Calls and Cash-Secured Puts

The Weekly Review Process for Option Sellers

Managing a portfolio of covered calls and cash-secured puts requires a systematic weekly review process. This article walks through a complete portfolio review, demonstrating how to track put assignments, manage existing positions, and plan new trades based on available capital and cost basis considerations.

Whether you're running the wheel strategy or simply generating income from option premiums, establishing a consistent review routine helps you stay organized, avoid mistakes, and make informed trading decisions. The key is maintaining accurate cost basis records while ensuring every share you own is working to generate premium income.

Key Takeaway: A structured weekly review process ensures you properly account for assignments, track premium income, and position new trades based on accurate cost basis data. This systematic approach prevents costly errors and maximizes the efficiency of your capital.

Step 1: Processing Put Assignments

The first priority in any weekly review is processing put assignments from the previous week's expiration. When put options you've sold finish in-the-money, you'll be assigned shares at the strike price. Tracking these assignments accurately is critical for maintaining correct cost basis records.

Example: GRAB Put Assignment

In this review, GRAB had two put contracts assigned at the $3.00 strike price. The stock closed slightly below $3.00 (around $2.96), triggering assignment of 200 shares. Here's the proper tracking process:

  • Assignment Date: Record the assignment date (typically the Monday following Friday expiration)
  • Share Quantity: 200 shares (2 contracts × 100 shares each)
  • Assignment Price: $3.00 per share (the strike price)
  • Total Cost: $600 for the stock purchase
  • Premium Collected: Previously recorded when the puts were sold

Cost Basis Calculation

GRAB Position After Assignment:

  • 200 shares purchased at $3.00 = $600
  • Previous premium collected reduces effective cost basis
  • Overall cost basis: $3.30 per share (including all previous transactions)
  • Current stock price: $2.96
  • Unrealized loss reflects the difference, but dollar-cost averaging strategy continues

Multiple Assignments in One Week

This particular week saw three different put assignments across the portfolio:

  1. GRAB: 200 shares assigned at $3.00 strike
  2. RUM: 100 shares assigned at $10.00 strike (one contract)
  3. NVAX: 100 shares assigned at $19.00 strike (stock dropped to $16.00)

Each assignment requires removing the put position from active positions, adding the stock purchase record, and adjusting collateral amounts since the capital is now reflected in the stock holdings rather than reserved for the put contracts.

Step 2: Clearing Expired Worthless Positions

Not all options result in assignment. Many expire worthless, which is the ideal outcome for option sellers. These positions represent pure profit—you collected premium and kept it without any obligation. However, you still need to remove these positions from your tracking system to maintain accurate records.

Profitable Expirations This Week:

  • RUM $11.00 covered call: $5 profit (expired worthless)
  • RUM $8.00 cash-secured put: $15 profit (expired worthless)
  • MO covered call: Expired worthless (capital now available)
  • MVIS $3.00 puts: $12 profit from two contracts
  • NVAX covered call: $22 profit (expired worthless)

These small premium amounts add up over time. While $5 or $15 might not seem significant on individual trades, consistent weekly income from multiple positions creates meaningful portfolio returns. The key advantage is that you earned this income regardless of stock price movement—as long as the option expired worthless, you profited.

Step 3: Assessing Available Capital

After processing assignments and clearing expired positions, the next critical step is understanding how much buying power remains available for new trades. Put assignments consume capital, which directly impacts your ability to open new cash-secured put positions.

Capital Constraint This Week: After three put assignments totaling significant capital deployment, available buying power dropped to just $2,600. This limited flexibility for opening new put positions, particularly on higher-priced stocks like NVAX (requiring $1,600 per contract) and RUM (requiring approximately $900 per contract).

Capital Management Strategy

When capital becomes constrained, prioritize these actions:

  1. Focus on Covered Calls First: These don't require additional capital and generate immediate premium income
  2. Sell Puts Strategically: Only on positions where the premium and strike price support your dollar-cost averaging strategy
  3. Consider Lower-Priced Stocks: Stocks under $3-$4 require less collateral, preserving capital flexibility
  4. Evaluate Position Sizing: One contract versus multiple contracts based on available capital

The goal is to keep all shares working by selling covered calls against every stock position while selectively selling puts only where capital allows and the strike price supports your overall strategy.

Step 4: Planning New Trades

With assignments processed and capital assessed, you can now plan new option positions. The strategy balances generating premium income against managing cost basis and avoiding trades that could result in losses.

RUM Position Management

RUM provides a good example of bilateral trading (selling both calls and puts on the same underlying stock):

RUM Trading Strategy

  • Current Holdings: 300 shares across multiple positions
  • Cost Basis (Without Premium): $12.00 per share
  • Cost Basis (With Premium): $8.41 per share
  • Existing Call: One call contract expiring December 2nd (already sold)
  • New Call Strategy: Sell two additional calls at $12.00 strike for the upcoming Friday
  • New Put Strategy: Sell one put at $9.50 strike to continue lowering average cost

The $9.50 put strike is below the current $12.00 cost basis, meaning any assignment would further reduce the average share price. Collecting $0.70 premium on this put provides immediate income while positioning for better cost averaging if assigned.

NVAX Position Management

NVAX presents a more challenging scenario due to recent price volatility. The stock dropped from around $19 to $16 in just four trading days during a holiday-shortened week.

NVAX Volatility Considerations:

  • Current holdings: 300 shares
  • Cost basis (with premium): $23.00 per share
  • Cost basis (without premium): $28.00 per share
  • Current stock price: $16.50
  • Recent price movement: Down $3 in four days

Using Greeks for Decision Making

For volatile stocks like NVAX, analyzing option Greeks helps assess risk before selling calls below cost basis. The key metrics to review are:

  • Delta: Rate of price change relative to stock movement
  • Probability In-the-Money: Statistical likelihood of the option finishing ITM at expiration

For the $28.50 strike (cost basis target), probability showed only 1.39% chance of reaching that level. Even at the $23.50 break-even level, probability remained under 2%. This extremely low probability reflects the significant gap between current price ($16.50) and the target strike prices.

NVAX Strategic Decision

Rather than selling calls at a strike with near-zero probability (and near-zero premium), the strategy shifted to:

  • Extend Time Frame: Sell calls three weeks out instead of one week
  • Target Strike: $28.00 (close to cost basis)
  • Premium Collected: $30 for three contracts (approximately $10 per week per contract)
  • Bilateral Trade: Also sell puts at $16.50 to continue dollar-cost averaging

The Power of Dollar-Cost Averaging Through Puts

One of the most powerful aspects of selling cash-secured puts in a declining stock is the opportunity to continuously lower your average cost basis. While unrealized losses can feel discouraging, the strategy focuses on the long-term benefit of acquiring shares at progressively lower prices.

NVAX Dollar-Cost Averaging Example

The NVAX position demonstrates this principle in action:

  • Original Entry: Cost basis started near $40 per share
  • Current Cost Basis: Reduced to $28 per share (without premium)
  • With Premium Factored: Effective cost basis of $23 per share
  • Recent Assignment: 100 shares at $19 further reduces average
  • Pending Put: Potential assignment at $16.50 would lower it even more

Key Insight: By selling puts at $16.50 (versus the previous $19 assignment), you're positioning to buy shares at a 13% discount to the last assignment price. If assigned, this $16.50 purchase blends with existing $28 cost basis shares, pulling the overall average significantly lower.

When Dollar-Cost Averaging Makes Sense

This strategy works best when you believe in the long-term viability of the underlying company. Critical questions to ask:

  1. Bankruptcy Risk: Do you believe the company will remain solvent?
  2. Historical Volatility: Does the stock have a history of bouncing back after declines?
  3. Capital Availability: Do you have sufficient funds to continue buying at lower levels?
  4. Time Horizon: Can you wait for the inevitable price recovery?

If you're confident the company won't go bankrupt, every assignment at a lower price mathematically improves your position. When the stock inevitably recovers (and all stocks fluctuate up and down over time), your break-even point becomes much more attainable.

Completing the Position-by-Position Review

After handling assignments and planning major new positions, the final step is reviewing every remaining position in the portfolio to ensure maximum capital efficiency.

MO (Altria) - Break-Even Exit Strategy

The MO position represents a shift in strategy—rather than maximizing premium, the goal is simply to exit without loss:

  • Cost Basis (Without Premium): $50.86 per share
  • Cost Basis (With Premium): $45.57 per share
  • Current Price: $44.85
  • Strategy: Sell $45.50 call for $0.14 premium to break even and exit

This trade illustrates an important principle: not every position needs to generate significant premium. Sometimes the best move is accepting a small premium just to exit a position that no longer fits your strategy.

GRAB - Three-Week Strategy

For GRAB, limited capital and pricing constraints led to a creative solution:

GRAB Bilateral Setup

  • Shares Available: 200 shares
  • Call Strike: $3.50 (three weeks out) for $0.05 per share
  • Put Strike: $2.50 (three weeks out) for $0.05 per share
  • Total Premium: $20 total over three weeks
  • Capital Required: $250 for the put (within available buying power)

While the per-contract premium appears small, this setup creates a range-bound strategy. If the stock stays between $2.50 and $3.50 over three weeks, both options expire worthless and you keep the full $20 premium. The extended time frame compensates for the low per-week premium by increasing probability of success.

Why Accurate Tracking Matters

Throughout this weekly review, one tool proved indispensable: the cost basis tracking platform. Every decision—from which strikes to sell, to whether to accept assignment—depends on knowing your true cost basis across all transactions.

Critical Tracking Elements

  • Cost Basis With Premium: Your true break-even point including all collected premium
  • Cost Basis Without Premium: Stock purchase costs only (useful for conservative targeting)
  • Collateral Tracking: Knowing how much capital is reserved for puts versus available for new trades
  • Assignment Records: Historical data showing how positions evolved over time
  • Position Rollup: Viewing multiple purchases and sales as one consolidated position

Manual Tracking Challenges: Managing cost basis across assignments, premium collections, and multiple transaction types becomes exponentially complex in spreadsheets. Small errors in formulas or missed transactions can lead to selling calls at strikes that actually result in losses.

MyATMM automatically handles these calculations, ensuring you always know your true cost basis before placing any trade. The platform tracks premiums collected, assignments received, and adjusts cost basis in real-time as transactions occur.

Portfolio Status After Weekly Review

After completing all assignments, clearing expired positions, and opening new trades, here's the portfolio status:

Position Status Action Taken
GRAB 200 shares Sold 2 calls + 1 put (3 weeks)
RUM 300 shares Sold 2 new calls + 1 put
NVAX 300 shares Sold 3 calls (3 weeks) + 1 put
MO 100 shares Sold 1 call (break-even exit)
CLOV 400 shares All shares covered (no action)
MVIS 200 shares All shares covered (no action)

Available Buying Power: $259 remaining after all new positions opened

Portfolio Status: All shares now have covered calls working, selective puts opened where capital and strategy support it

Follow-Up Actions

The weekly review doesn't end with placing trades. Several follow-up actions ensure successful execution:

Monday Morning After Market Opens

  1. Check Order Fills: Verify which orders executed at requested prices
  2. Adjust Unfilled Orders: For orders that didn't fill, adjust premium targets (usually lowering by $0.05) or extend time frame
  3. Record Executed Trades: Update cost basis tracking with actual fills and fees
  4. Reconcile Fees: Broker fees (typically a few cents per contract) need adjustment in tracking

Ongoing Monitoring

Throughout the week, monitor positions for potential adjustment opportunities:

  • Rolling Opportunities: If positions move in-the-money, consider rolling to later dates or different strikes
  • Early Assignment Risk: Monitor ex-dividend dates that might trigger early assignment
  • Volatility Changes: Major market moves might create opportunities to close and reopen positions at better strikes

Risk Disclaimer

Options trading involves substantial risk and is not suitable for all investors. Selling cash-secured puts obligates you to purchase shares at the strike price if assigned, which can result in significant capital requirements and potential losses if the stock declines substantially. Selling covered calls caps your upside potential and you may be forced to sell shares below your desired price. Past performance shown in examples does not guarantee future results. This content is for educational purposes only and should not be considered financial advice. Always consult with a qualified financial advisor before making investment decisions and only trade with capital you can afford to lose.

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